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 2000-2001 FACULTY COUNCIL
 MINUTES

2000-2001 Meeting #19, Tuesday, February 13, 2001

 

Present: McKeever (chair), Smelser (vice-chair), Bitterwolf, Brunsfeld, Finnie, Foltz, Glen, Goble, Haggart (w/o vote), Kraut, McCaffrey, McClure, Meier, Nielsen, Olson, Norby, Pitcher (w/o vote) Absent: Chun, Fritz, Goodwin, Guilfoyle, Hong, Nelson, Thompson, Trivedi Observers: 13

 

Call to Order. A quorum being present, Faculty Council Chair, Professor Kerry McKeever, called the meeting to order at 3:35 p.m. in the Idaho Commons.

 

Minutes. The council, by voice vote, accepted the minutes of the January 30, 2001, meeting as distributed.

 

Chair’s Report. Chair McKeever reported on her meetings with individual legislators and committees which she indicated was well received. The ICHEF group made a presentation to a joint meeting of the education committees. McKeever said that the meeting was then extended an hour and she was able to respond to many questions concerning specific salary issues affecting the U of Idaho. She said that it was difficult to speculate at this time on the outcome of salary proposals presented to the committee. Work on the budget for education should begin this week.

 

McKeever also reported that after a seven month period of being moved to and housed in two different locations on the campus, the Faculty Secretary’s office has been moved back to its original quarters on the Mezzanine floor of Brink Hall. Safety upgrades and the elevator construction have been completed. She also announced that the meetings of the Faculty Council would be held in the Brink Hall Faculty Lounge for the remainder of the semester.

 

McKeever then summarized how the discussion of the task force recommendations on tenure review would be handled. At today’s meeting the council will discuss the recommendations for the first hour and then members of the audience will be invited to speak for one minute each in the order they appear on the speakers’ sign-up list. Audience members will be able to yield their minutes to another speaker. If time remains, the audience will be able make further comments. Next week the council should be able to come up with a "directive" of some sort [indicating that she was being deliberately vague to give the council plenty of room to decide the fate of the report recommendations] concerning the proposal and its recommended changes to the Faculty-Staff Handbook (FSH). The secretary has assigned agenda action number FC-01-021 to the recommendations in the report.

 

Provost’s Report. Provost Pitcher reminded the council that the Lionel Hampton Jazz Festival starts next week. The campus will be alive with thousands of primary, secondary, and college students who are attending clinics and concerts, while at the same time competing for honors. He said the administration appreciates the willingness of the faculty, staff, and students at the U of Idaho to be accommodating during this period of time. The festival is also a good opportunity to recruit new students. In connection with the festival activities there will be a special press conference to formally announce the start of the fund drive for the Lionel Hampton Performing Arts Center. United States Representative John Conyers and President George and Barbara Bush are co-chairs of the fund drive.

 

Committee Reports. The Committee on Committees presented the following committee appointments for approval:

  • Marc Klowden to replace Robert Dwelle on the Sabbatical Leave Evaluation Committee for the Spring Semester

  • Robert Kirchmeier to replace Ginna Babcock on the Committee on Committees for the Spring Semester

 

The council approved the appointments by unanimous voice vote.

 

FC-01-021 – Report and Recommendations on Tenure Review and Development (dated September 18, 2000). The council began its discussion on the recommendations of the Task Force on Tenure Review and Development. Provost Pitcher provided the council with a discussion document concerning the proposal. He summarized the document and attempted to bring a context to the recommendations of the task force, indicating the ways in which these recommendations are good for the faculty and the university.

 

· The U of Idaho seeks to attract, develop and retain the "best and brightest" faculty by a variety of means, including compensation, support, professional development, and rewards.

· Foundation pieces have been laid by the U of Idaho through policy changes, the use of salary models, early retirement incentives, recruiting quality students, leadership skill development, new facilities, and new funding.

· The U of Idaho seeks to have every administrative unit and every level of employment involved in a comprehensive and constructive system of performance review and improvement.

· The objectives of post-tenure development are to:

o improve motivation and support for career development

o modify policy and procedure to create a constructive improvement framework

o assure effectiveness and accountability of educational programs

o satisfy SBOE/Regents and Northwest Association of Schools and Colleges (NASC) requirements for tenure review

· The task force recommendations focus on improving professional development by having more effective periodic in-depth reviews [getting away from the current punitive and superficial system] seeking more collegial participation that emphasizes constructive feedback.

 

Provost Pitcher recommended that the council eliminate FSH policy section 3320, C-4, regarding dismissal and instead emphasize the constructive plans for faculty development. He also suggested renaming the policy to put emphasis on development and improvement.

 

Pitcher provided the council with a few "best practice" suggestions that he finds consistent with the current literature on post-tenure review and development:

· emphasis should be on development within the context of an individual’s career objectives

· need a clear understanding of the goals and objectives of improvement

· clear understanding of evaluation criteria

· evaluation should be based on multiple indices, including a self-assessment

· significant peer involvement is a key element in the review process

· support and training is needed for unit administrators who administer the process

· need of continuity between annual review and the periodic in-depth review

· any review process must be a cost-effective strategy in time, money, and effort

 

Pitcher said that there is no denying the fact that the legislature, the SBOE/Regents, and accreditation bodies are taking a more active role in setting expectations and standards, as well as mandating policies of accountability. There has been a renewed interest in post-tenure review as a strategy for blunting the attack on tenure. Many states have now taken the position of encouraging post-tenure review rather than looking at eliminating tenure in higher education systems. He called the council’s attention to a recent national report by the American Federation of Teachers (AFT) that does not reject post-tenure review, but instead suggests that accountability to public authorities is a legitimate obligation of a university. Pitcher said that most universities are ahead of the U of Idaho on this issue. The U of California has been doing these reviews for seventy years. He concluded by noting that the type of five-year review that the task force is asking for is already being used by all of the departments in the College of Agriculture, as well as in a number of other departments. He said that the task force recommendations for changes in the handbook will move us closer to a workable review system that will meet the accreditation requirements of all agencies.

 

The council members then began a discussion of the proposal and its recommendations.

 

Councilor McCaffrey noted that he had already been through a five-year review in the College of Agriculture. The problem with this college’s review process is that there is no reward attached to a positive review. The U of California has a reward system attached to their review process. McCaffrey asked, what is the purpose of having a five-year review when we already have an annual review?

 

Vice Chair Smelser said that he had just gone through his annual review in his department. In none of the discussions during the review process was development ever brought up. All of the discussions concerned only what had been done during the past year. Annual reviews need to have an added focus on faculty development. Smelser said that to him development seems to mean only what he wants it to mean, he is given no direction. Others noted that development goals are a part of some departmental reviews and that they could easily be added to all annual reviews.

 

Councilor Bitterwolf noted that the purpose of the review is to identify the 5 percent of the faculty who are not performing well and provide them with help. However, poor performers should be identified on a yearly basis, rather than waiting for five years. A necessary part of any review process is having a uniform set of criteria by which faculty members would be judged. Bitterwolf suggested that a key component in the review process is having properly trained administrators who know how to take the proper steps to correct performance problems. He wondered what actions "trigger" a more thorough review that might lead to dismissal? Is it a lack of publications or a series of negative teaching evaluations? Why is nothing done now? Provost Pitcher responded that we have an obligation to try and correct deficiencies once we are alerted to the problem. The present perception on the campus is that there are only two levels of disciplinary action – nothing and dismissal.

 

Councilor Kraut agreed that the annual reviews are not consistent throughout the university. She noted that in her department (accounting) they used very detailed criteria. Every faculty member is aware of their responsibilities. Her colleagues also submit a faculty development plan for the next year to review with their department heads. However, she thinks that it would be too difficult to provide a five-year development plan.

 

Councilor Meier noted that the current student evaluation instrument used at the U of Idaho could have a detrimental affect on the review process. It is not a good survey instrument.

 

Councilor Finnie reminded the council that our current annual review process is handled by administrators and fails to involve colleagues as required by our accrediting agency. Colleagues should be involved in the review process.

 

Councilor Goble said that he was a faculty member in a small college (law) and noted that by a colleague’s calculations every faculty member in his college would either be in the process of being reviewed or be a member of a review committee. That is a significant amount of time devoted to what would be considered administrative duties. The proposed review process seems like an onerous task for faculty members.

 

Councilor McClure said that 80 percent of the people going through the proposed five-year review process will not qualify for the "excellence" category which carries with it a monetary reward. She thinks that the process will actually undermine faculty productivity. Another problem with the proposal is that only full professors and students will be able to pass judgment on those under review. She has trouble understanding why students would be a better judge of productivity than assistant and associate professor colleagues? She said that we need a clearer and more rigorous five-year review – the current policy is simply superficial.

 

Councilor Brunsfeld agreed with the comments of several other councilors and then stated that this proposal is "dead on arrival" with the faculty if there is not some sort of reward for going through all this extra work. Brunsfeld asked, what is the minimum requirement needed to meet the NASC accreditation requirements? Provost Pitcher responded that the Northwest Association of Schools and Colleges (NASC) is asking for a substantive performance review of every faculty member every three years. However, he indicated that this requirement can be adjusted. We can have a strong annual review that meets the criteria on an annual basis or a combination of a stronger annual review combined with a five-year review. The problem with a "triggered" review system is that it does not meet either the NASC or the SBOE/Regents requirements. The task force looked at the challenge of trying to design a system that would meet those expectations. The task force felt that strengthening the annual reviews (including peer review) was just too much to ask of the faculty. The task force’ proposal simply requires that you put together your annual evaluations with your vita, along with a brief assessment of your last five years, and a one page development plan for the next five years. He said that he does not understand the argument that the proposal is so difficult and onerous.

 

Chair McKeever stated that Washington State University (WSU) had met the NASC requirements by strengthening their annual evaluations. They do not have a five-year review. She indicated that the SBOE/Regents and NASC would both be satisfied if we had a strengthened annual review process. The incentives do not appear in the Faculty-Staff Handbook changes, but are a part of the report and should be considered as a part of the overall proposal.

 

Councilor Nielsen said that the peer review issue really needs to be addressed. He asked whether or not WSU included peer reviews in their annual review? McKeever responded that she did not know, but that she would find out. Professor Stock (chair of the task force) responded that she did not think that WSU required annual peer reviews. Nielsen said that we need a system that NASC will accept, but one that will not be burdensome on the faculty and administration.

 

Councilor Foltz wanted to know what would happen if the U of Idaho did not meet the standards set by NASC? Provost Pitcher responded that we need to make a progress report this spring. If we do not meet the requirements, then the university can be warned and the next step is probation. NASC may not do that if we are making progress on the issue. The disadvantage that the U of Idaho faces is that the NASC accreditation visit in 1994 identified tenure review as a problem. Upon their revisit in 1999 NASC said that it was still a problem and needed to be addressed. Any accreditation team that comes in from now on will want to know what we have done to improve tenure review.

 

Councilor Foltz also asked what our annual review lacks that makes it unacceptable to NASC? Chair McKeever responded that our annual review is not consistent from department to department, peer review is missing, and there is no development plan. Professor Griffiths (a member of the task force) added that he concurred about the inconsistency in departmental standards for annual reviews and agreed that we needed to add a development component and a reward system. He also noted that the five-year review mandated by the SBOE/Regents is absolutely worthless!

 

Provost Pitcher reviewed the NASC accreditation requirements, which were discussed in some detail in his memorandums to the council and in the task force report. NASC finds that the current U of Idaho five-year faculty reviews do not "provide for effective review of tenured faculty." He noted that the implicit requirement of NASC is that the "institution take regular and systematic steps to ensure that faculty are effective teachers and that associated responsibilities for ensuring quality instruction and other faculty responsibilities are carried out in a competent manner." The NASC policy further states that "every faculty member at every institution be subject to some type of substantive performance evaluation and review at least every third year." They also suggest that multiple indicators be used in the evaluation process; such as teaching, scholarly performance, and productivity.

 

Councilor Meier asked what would happen to a faculty member who received low ratings for a number of evaluations despite attempts to correct the problem. Professor Deutchman suggested using the Ombudsman’s Office to resolve the problem.

Provost Pitcher outlined the normal procedure that would be followed – based on existing policy – when the performance of a faculty member is questioned (Section 3910 of the FSH). It is up to the administrator – in consultation with colleagues – to work with the employee to strengthen performance.

 

At 4:30 pm Chair McKeever opened the discussion to members of the audience.

 

The first presentation was made by Professor Phil Deutchman. Several faculty members in the audience gave their time to Professor Deutchman. He first presented the council with a resolution unanimously adopted by the faculty members of the Physics Department on May 4, 2000. The resolution spoke to the formal stance of the American Association of University Professors (AAUP) that formalized institutional evaluation of all post-tenure faculty members was a threat to academic freedom. The resolution of the Physics Department recommended that a new document related to post-tenure faculty development be developed based on the faculty reward and development features included in the April 18, 2000, draft of the task force. They also recommended that any post-tenure developmental activities be voluntary and be initiated by the concerned faculty member.

 

Professor Deutchman then presented his own individual comments and recommendations, saying that the proposal:

  • attacks academic freedom – professors need freedom from this endless cycle of self-justification

  • attacks free speech – it "chills" free speech, which lies at the heart of academic freedom

  • attacks independent thinkers – making them demeaning and humiliating "hoop jumpers"

  • subtly shifts the burden of proof – faculty members must reprove themselves periodically

  • contains no specific recommendations for faculty development

  • speaks to accountability, but not development, and there is already plenty of accountability in the present evaluation system

  • does not solve the basic problem: what do you do with the recalcitrant faculty member, or one who has become discouraged or demoralized?

  • should take a closer look at the leadership development programs being developed by the Ombudsman’s Office and use that office to deal with individual cases of poor performance – a velvet glove approach

 

Deutchman concluded his remarks by asking the Faculty Council to remember that the U of Idaho Faculty Constitution charges them to be concerned with the welfare of the faculty, specifically with regards to academic freedom, tenure, and working conditions. He also asked the council to remember that it is empowered to act for the university faculty in all matters pertaining to the immediate governance of the university. He asked that the council reject the proposed changes and to make use of the closed ballot provision of Robert’s Rules of Order so that they can vote their conscience.

 

Councilor Finnie asked Professor Deutchman if he had an alternative plan to propose? Deutchman responded that he had no specific proposal, but would leave it up to the Faculty Council or the Faculty Affairs Committee to bring forward a proposal that would assure a "faculty friendly" positive evaluation system. Professor Stock asked what Professor Deutchman sees as being "negative" in the proposed handbook language? Deutchman responded that the negative feeling is generated by the proposal’s "silence" in identifying what is "satisfactory" or "outstanding" performance and what kinds of rewards would accompany those evaluation conclusions. He said that the document wording implies "faculty accountability" rather than "faculty development."

 

Several audience members and councilors made the following observations at the conclusion of the meeting:

  • expressed concerns about the use and quality of student evaluations in the review procedure and the need to include information relating to student performance – students can easily manipulate student evaluations

  • indicated a favorable response to the suggested elimination of FSH Section 3320, C-4 (dismissal)

  • five years is too long to go between reviews – annual reviews conducted properly would be very helpful to faculty and could be something that we could point to with pride

  • asked that the WSU situation should be investigated – is the U of Idaho being held to a higher standard than WSU?

  • pointed out that the proposal asks that we not reward just the "super stars" of the faculty and yet the reward system seems to be set up to do just that – ignoring the faculty members who are doing a good job

 

Adjournment. After reminding council members to review all of the post-tenure information before the next meeting, Chair McKeever adjourned the meeting at 5:05 pm.

 

Respectfully submitted,

Peter A. Haggart

Secretary of the Faculty Council

 

 

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